SEC Form 4 · accession 0001638599-19-000247
Venator Materials PLC · VNTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Russell R Stolle
Officer — See Remarks
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001705682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2019 | M | 5,338 | — | A | 22,542 | D | |
| Common Stock | Feb 14, 2019 | F | 1,300 | $5.87 | D | 21,242 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $5.75 | Feb 13, 2019 | A | 148,810 | A | — | Feb 13, 2029 | Ordinary Shares | 148,810 | 148,810 | D |
| Restricted Stock UnitsF5,F4 | — | Feb 13, 2019 | A | 32,609 | A | — | — | Ordinary Shares | 32,609 | 32,609 | D |
| Restricted Stock UnitsF1 | — | Feb 14, 2019 | M | 5,338 | A | Feb 14, 2019 | Feb 14, 2019 | Restricted Stock Units | 5,338 | 10,673 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one ordinary share or, at issuer's election, the cash value thereof. The reporting person's shares of restricted stock were settled for shares of common stock.
- F2Shares automatically withheld upon settlement of restricted stock units.
- F3These options granted under the Venator 2017 Stock Incentive Plan vest in three equal annual installments beginning February 13, 2020.
- F4These restricted stock units granted under the Venator 2017 Stock Incentive Plan vest in three equal annual installments beginning February 13, 2020.
- F5Each restricted stock unit represents a right to receive one ordinary share or, at issuer's election, the cash value thereof.
Remarks
Executive Vice President, General Counsel and Chief Compliance Officer