SEC Form 4 · accession 0001638599-19-000185
Venator Materials PLC · VNTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell R Stolle
Officer — See Remarks
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001705682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2019 | M | 3,164 | — | A | 12,982 | D | |
| Common Stock | Feb 1, 2019 | F | 771 | $4.79 | D | 12,211 | D | |
| Common StockF1 | Feb 3, 2019 | M | 6,601 | — | A | 18,812 | D | |
| Common Stock | Feb 3, 2019 | F | 1,608 | $4.79 | D | 17,204 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Feb 1, 2019 | M | 3,164 | D | Feb 1, 2019 | Feb 1, 2019 | Restricted Stock Unit | 3,164 | 3,164 | D |
| Restricted Stock UnitsF1 | — | Feb 3, 2019 | M | 6,601 | D | Feb 3, 2019 | Feb 3, 2019 | Restricted Stock Units | 6,601 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one ordinary share or, at issuer's election, the cash value thereof. The reporting person's shares of restricted stock were settled for shares of common stock.
- F2Shares automatically withheld upon settlement of restricted stock units.
Remarks
Senior Vice President, General Counsel and Chief Compliance Officer