SEC Form 4 · accession 0000950103-19-003267
Alpha Metallurgical Resources, Inc. · AMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin S Crutchfield
Officer — Chief Executive Officer · Director
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001704715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per share | Mar 7, 2019 | M | 5,001 | $2.50 | A | 222,735 | D | |
| Common Stock, $0.01 par value per shareF2,F3 | Mar 7, 2019 | S | 1,200 | $56.54 | D | 221,535 | D | |
| Common Stock, $0.01 par value per shareF4 | Mar 7, 2019 | S | 3,378 | $57.27 | D | 218,157 | D | |
| Common Stock, $0.01 par value per shareF5 | Mar 7, 2019 | S | 3,223 | $57.63 | D | 214,934 | D | |
| Common Stock, $0.01 par value per share | Mar 8, 2019 | M | 4,999 | $2.50 | A | 219,933 | D | |
| Common Stock, $0.01 par value per shareF6 | Mar 8, 2019 | S | 4,522 | $56.37 | D | 215,411 | D | |
| Common Stock, $0.01 par value per shareF7 | Mar 8, 2019 | S | 3,277 | $56.76 | D | 212,134 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF8 | $2.50 | Mar 7, 2019 | M | 5,001 | D | — | Jul 26, 2026 | Common Stock | 5,001 | 60,074 | D |
| Options to Purchase Common StockF8 | $2.50 | Mar 8, 2019 | M | 4,999 | D | — | Jul 26, 2026 | Common Stock | 4,999 | 55,075 | D |
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.
- F2The reporting person undertakes to provide to Contura Energy, Inc., any security holder of Contura Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6) and (7) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.89 to $56.82, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.90 to $57.49, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.50 to $58.00, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.59, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.60 to $57.08, inclusive.
- F8The options were granted fully vested on July 26, 2016.