SEC Form 4 · accession 0000950103-19-003095
Alpha Metallurgical Resources, Inc. · AMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Scott Kreutzer
Officer — Chief Operating Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001704715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per share | Mar 1, 2019 | M | 563 | $2.50 | A | 18,629 | D | |
| Common Stock, $0.01 par value per share | Mar 1, 2019 | M | 563 | $5.00 | A | 19,192 | D | |
| Common Stock, $0.01 par value per shareF2 | Mar 1, 2019 | S | 1,439 | $61.07 | D | 17,753 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF3 | $2.50 | Mar 1, 2019 | M | 563 | D | — | Jul 26, 2026 | Common Stock | 563 | 2,816 | D |
| Options to Purchase Common StockF3 | $5.00 | Mar 1, 2019 | M | 563 | D | — | Jul 26, 2026 | Common Stock | 563 | 2,816 | D |
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.8275 to $61.58, inclusive. The reporting person undertakes to provide to Contura Energy, Inc., any security holder of Contura Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The options were granted fully vested on July 26, 2016.