SEC Form 4 · accession 0000950103-19-002889
Alpha Metallurgical Resources, Inc. · AMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kevin S Crutchfield
Officer — Chief Executive Officer · Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 3:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001704715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per share | Feb 28, 2019 | M | 5,001 | $2.50 | A | 228,335 | D | |
| Common Stock, $0.01 par value per shareF2,F3 | Feb 28, 2019 | S | 1,500 | $60.97 | D | 226,835 | D | |
| Common Stock, $0.01 par value per shareF4 | Feb 28, 2019 | S | 1,300 | $61.50 | D | 225,535 | D | |
| Common Stock, $0.01 par value per share | Mar 1, 2019 | M | 4,999 | $2.50 | A | 230,534 | D | |
| Common Stock, $0.01 par value per shareF5 | Mar 1, 2019 | S | 2,800 | $60.91 | D | 227,734 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF6 | $2.50 | Feb 28, 2019 | M | 5,001 | D | — | Jul 26, 2026 | Common Stock | 5,001 | 70,074 | D |
| Options to Purchase Common StockF6 | $2.50 | Mar 1, 2019 | M | 4,999 | D | — | Jul 26, 2026 | Common Stock | 4,999 | 65,075 | D |
Explanation of responses
- F1The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.
- F2The reporting person undertakes to provide to Contura Energy, Inc., any security holder of Contura Energy, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.73 to $61.14, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.15 to $61.84, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.74 to $61.315, inclusive.
- F6The options were granted fully vested on July 26, 2016.