SEC Form 3 · accession 0000950103-18-013270
Alpha Metallurgical Resources, Inc. · AMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert E Ferrara Jr.
Director
Period of report
Nov 9, 2018
Accepted (ET)
Nov 9, 2018 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001704715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per share | holding | — | — | — | 2,185 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | Common Stock | 9,374 | — | D |
| Restricted Stock UnitsF2 | $0.00 | holding | — | — | — | — | — | Common Stock | 1,539 | — | D |
Explanation of responses
- F1Represents a grant of restricted stock units on August 1, 2016 that vested on July 31, 2017, but settlement is deferred until a separation from service.
- F2Represents a grant of restricted stock units on May 1, 2018 that will vest on April 30, 2019, but settlement is deferred until a separation from service.