SEC Form 4 · accession 0000919574-19-000123
Alpha Metallurgical Resources, Inc. · AMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jan 3, 2019
Accepted (ET)
Jan 7, 2019 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001704715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F2 | Jan 3, 2019 | S | 2,200 | $64.6955 | D | 2,307,525 | I | See Footnotes |
| Common Stock, $0.01 par valueF1,F2 | Jan 4, 2019 | S | 14,001 | $65.0582 | D | 2,293,524 | I | See Footnotes |
| Common Stock, $0.01 par valueF1,F2 | Jan 7, 2019 | S | 9,499 | $64.7338 | D | 2,284,025 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are directly beneficially owned by certain private investment funds (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds.
- F2The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.