SEC Form 4 · accession 0002014560-26-000012
Funko, Inc. · FNKO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yves Le Pendeven
Officer — CFO
Period of report
Aug 28, 2026
Accepted (ET)
Sep 3, 2026 · 7:08 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001704711
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1,F2 | Aug 28, 2026 | S | 6,862 | $7.0154 | D | 35,907 | D | |
| CLASS A COMMON STOCKF3 | Sep 1, 2026 | S | 1,833 | $6.60 | D | 34,074 | D | |
| CLASS A COMMON STOCKF3,F4 | Sep 1, 2026 | S | 34,074 | $6.5067 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.18 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.