SEC Form 4 · accession 0000899243-19-002110

Funko, Inc. · FNKO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — PRESIDENT

Period of report

Jan 25, 2019

Accepted (ET)

Jan 29, 2019 · 4:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001704711

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
CLASS A COMMON STOCK	Jan 25, 2019	C	10,000	$0.00	A	66,250	D
CLASS B COMMON STOCK	Jan 25, 2019	D	10,000	$0.00	D	43,258	D
CLASS A COMMON STOCK^F4	Jan 25, 2019	S	10,000	$18.0078	D	56,250	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Units^F1	—	Jan 25, 2019	C	10,000	D	—	—	CLASS A COMMON STOCK	10,000	302,833	D

F1Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis.
F2Reflects the cancellation for no consideration of a number shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares.
F3The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.