SEC Form 4 · accession 0000899243-18-018734

Funko, Inc. · FNKO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — PRESIDENT

Period of report

Jun 27, 2018

Accepted (ET)

Jun 29, 2018 · 4:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001704711

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	—	Jun 27, 2018	A	225,000	A	—	—	Class A Common Stock	225,000	225,000	D
Restricted Stock Units^F2	—	Jun 27, 2018	A	17,330	A	—	—	Class A Common Stock	17,330	17,330	D
Option to Purchase Class A Common Stock^F3	$11.71	Jun 27, 2018	A	157,540	A	—	Jun 27, 2028	Class A Common Stock	157,540	157,540	D

F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of October 1, 2017, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through forth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F3The option will vest and become exercisable with respect to 25% of the shares subject thereto on June 27, 2019 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.