SEC Form 4 · accession 0000899243-18-005312
Quintana Energy Services Inc. · QES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Rogers ` Herndon
Officer — See Remarks · Director
Period of report
Feb 22, 2018
Accepted (ET)
Feb 23, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001704235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 22, 2018 | M | 78,940 | — | A | 94,459 | D | |
| Common stockF2 | Feb 22, 2018 | F | 19,533 | $9.00 | D | 74,926 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1,F3 | — | Feb 22, 2018 | M | 78,940 | D | — | — | Common stock | 78,940 | 0 | D |
Explanation of responses
- F1Each phantom unit represented the right to receive one share of QES common stock upon settlement.
- F2Represents shares of common stock in QES withheld to satisfy the Reporting Person's tax liability arising from the settlement of phantom units previously granted to him.
- F378,940 phantom units were settled on February 22, 2018.
Remarks
Chief Executive Officer and President