SEC Form 4 · accession 0000899243-18-004324
Quintana Energy Services Inc. · QES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J. Baker
Officer — See Remarks
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 8:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001704235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 13, 2018 | A | 3,942 | — | A | 3,942 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF2,F3 | — | Feb 13, 2018 | A | 55,258 | A | — | — | Common stock | 55,258 | 55,258 | D |
| Phantom UnitsF2,F4 | — | Feb 13, 2018 | A | 217,015 | A | — | — | Common stock | 217,015 | 217,015 | D |
Explanation of responses
- F1The reporting person acquired these securities upon the closing of the transactions contemplated by the Master Reorganization Agreement dated February 9, 2018, by and among Quintana Energy Services Inc. and the other parties thereto.
- F2Each phantom unit is the economic equivalent of one share of QES common stock.
- F3Represents phantom units scheduled to vest on the closing of the initial public offering of QES and that will be settled within 60 days thereafter.
- F4Represents phantom units scheduled to vest in four equal installments in February 2018, February 2019, February 2020 and February 2021. Vested phantom units will be settled within 60 days of the applicable vesting date.
Remarks
Executive Vice President and Chief Operating Officer