SEC Form 4 · accession 0001213900-18-012942

Falcon Minerals Corp · FLMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · 10% Owner

Period of report

Sep 17, 2018

Accepted (ET)

Sep 24, 2018 · 5:55 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001703785

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Sep 17, 2018	J	6,875,000	—	D	0	I	By Osprey Sponsor, LLC
Class A Common Stock^F1	Sep 17, 2018	J	230,363	—	A	230,363	D
Class A Common Stock^F1	Sep 17, 2018	J	793,500	—	A	1,543,500	I	By GRATs

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants to purchase common stock	$11.50	Sep 17, 2018	J	7,500,000	D	Sep 22, 2018	Aug 23, 2023	Class A common stock	7,500,000	0	I
Warrants to purchase common stock	$11.50	Sep 17, 2018	J	597,581	A	Sep 22, 2018	Aug 23, 2023	Class A common stock	597,581	597,581	D

F1Shares of Class A common stock and warrants distributed on a pro rata basis to the members of Osprey Sponsor, LLC, the issuer's sponsor.