SEC Form 4 · accession 0000902664-18-003476

Falcon Minerals Corp · FLMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

JANA PARTNERS LLC

10% Owner

Period of report

Sep 6, 2018

Accepted (ET)

Sep 18, 2018 · 9:30 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001703785

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Sep 6, 2018	S	700	$11.47	D	3,965,536	D
Class A Common Stock^F1	Sep 7, 2018	S	252,400	$11.30	D	3,713,136	D
Class A Common Stock^F1	Sep 10, 2018	S	135,000	$11.45	D	3,578,136	D
Class A Common Stock^F2,F1	Sep 11, 2018	S	69,962	$11.35	D	3,508,174	D
Class A Common Stock^F1	Sep 12, 2018	S	38,120	$11.39	D	3,470,054	D
Class A Common Stock^F1	Sep 13, 2018	S	6,227	$11.40	D	3,463,827	D
Class A Common Stock^F3,F1	Sep 14, 2018	S	174,300	$11.30	D	3,289,527	D
Class A Common Stock^F4,F1	Sep 17, 2018	S	38,159	$11.27	D	3,251,368	D
Class A Common Stock^F5,F1	Sep 18, 2018	S	88,525	$11.37	D	3,162,843	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1JANA Partners LLC ("JANA") is a private money management firm which beneficially owns the securities reported herein through various accounts under its management and control. Barry Rosenstein is the Managing Partner of JANA. JANA and Barry Rosenstein disclaim any beneficial ownership of any of the Issuer's securities reported herein except to the extent of their pecuniary interest therein.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.34 to $11.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.23 to $11.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.36 to $11.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.