SEC Form 4 · accession 0000898432-19-000183
Falcon Minerals Corp · FLMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Feb 1, 2019 | P | 100 | $8.14 | A | 119,884 | D | |
| Class A Common StockF1,F2 | Feb 1, 2019 | P | 34,049 | $8.28 | A | 153,933 | D | |
| Class A Common StockF1,F2 | Feb 4, 2019 | P | 25,306 | $8.18 | A | 179,239 | D |
Table II — derivative securities
Explanation of responses
- F1Shares purchased by HITE Energy LP.
- F2HITE Hedge Asset Management LLC may be deemed the indirect beneficial owner of these shares as a result of its role as investment adviser to the purchaser. James M. Jampel may be deemed the indirect beneficial owner of these shares as a result of his serving as Managing Member of HITE Hedge Asset Management LLC. After giving effect to all of the purchases reflected in this Form 4, each of HITE Hedge Asset Management LLC and Mr. Jampel may be deemed the indirect beneficial owner of a total of 6,488,934 shares of Class A Common Stock. Mr. Jampel disclaims beneficial ownership of the shares reported except to the extent of his pecuniary interest therein.
Remarks
This Form 4 is filed jointly by HITE Hedge Asset Management LLC, HITE Energy LP and James M. Jampel. AS OF FEBRUARY 5, 2019, EACH OF THE FILING PERSONS IS A MEMBER OF A SECTION 13(d) GROUP THAT MAY BE DEEMED TO COLLECTIVELY OWN A TOTAL OF 6,488,934 SHARES OF CLASS A COMMON STOCK. Of those 6,488,934 shares, 463,845 are held directly by HITE MLP Advantage Caymans Ltd., 1,258,553 are held directly by HITE Hedge LP, 1,056,554 are held directly by HITE Hedge QP LP, 179,239 are held directly by HITE Energy LP, 2,135,166 are held directly by HITE Hedge Offshore Ltd., 761,749 are held directly by HITE MLP Advantage LP, 109,121 are held directly by HITE MLP Caymans Ltd., 524,707 are held directly by HITE MLP LP, and none are held directly by HITE Hedge Asset Management LLC or James M. Jampel.