SEC Form 4 · accession 0001209191-18-041815
YogaWorks, Inc. · YOGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Andrew Kumin
Director · 10% Owner
Period of report
Jul 5, 2018
Accepted (ET)
Jul 5, 2018 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001703497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jul 5, 2018 | A | 44,247 | $0.00 | A | 62,428 | D | |
| COMMON STOCKF2 | holding | — | — | — | 38,699 | I | By Great Hill Investors, LLC | |
| COMMON STOCKF3 | holding | — | — | — | 11,589,865 | I | By Great Hill Equity Partners V, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 44,247 Restricted Stock Units (the "RSUs") awarded to the Reporting Person on July 5, 2018 (the "Award Date"), which vest in full on (i) June 20, 2019 or, if earlier, (ii) upon the annual meeting of the Issuer's stockholders next-following the Award Date, subject to the Reporting Person's continuous service to the Issuer through the applicable vesting date.
- F2These shares are owned by Great Hill Investors, LLC. Great Hill Investors, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Investors, LLC. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F3These shares are owned by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Remarks
Exhibit List: Exhibit 24.1 Power of Attorney