SEC Form 4 · accession 0000899243-18-010196
YogaWorks, Inc. · YOGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vance YuWen Chang
Officer — CHIEF FINANCIAL OFFICER
Period of report
Apr 15, 2018
Accepted (ET)
Apr 16, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001703497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Apr 15, 2018 | A | 75,000 | $0.00 | A | 184,194 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 75,000 Restricted Stock Units (the "RSUs") granted to the Reporting Person on April 15, 2018. Twenty-five percent (25%) of the RSUs vest on the first anniversary of the vesting commencement date of February 28, 2018 (the "VCD") and one-forty-eighth (1/48th) of the RSUs vest on each monthly anniversary of the VCD (rounded down to the nearest RSU until the last vesting date), subject to the Reporting Person's continuous service to the Issuer through the applicable vesting date.
Remarks
Exhibit List: Exhibit 24.1 - Power of Attorney