SEC Form 4 · accession 0000899243-17-020672
YogaWorks, Inc. · YOGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Christopher S Gaffney
10% Owner
John G Hayes
10% Owner
GREAT HILL INVESTORS LLC
10% Owner
Matthew T Vettel
10% Owner
Michael Andrew Kumin
Director · 10% Owner
Mark D. Taber
10% Owner
Great Hill Equity Partners V, L.P.
10% Owner
GHP V, LLC
10% Owner
Great Hill Partners GP V, L.P.
10% Owner
Period of report
Aug 16, 2017
Accepted (ET)
Aug 18, 2017 · 2:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001703497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2,F3 | Aug 16, 2017 | A | 9,076 | $5.50 | A | 38,699 | D | |
| COMMON STOCKF1,F3,F4 | Aug 16, 2017 | A | 2,718,196 | $5.50 | A | 11,589,865 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired in connection with YogaWorks, Inc.'s initial public offering.
- F2These shares are owned by Great Hill Investors, LLC. Great Hill Investors, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Investors, LLC. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F3This report is filed jointly by Great Hill Investors, LLC, Great Hill Equity Partners V, L.P., GHP V, LLC, Great Hill Partners GP V, L.P., Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel.
- F4These shares are owned by Great Hill Equity Partners V, L.P. Great Hill Partners GP V, L.P. is the sole general partner of Great Hill Equity Partners V, L.P. and GHP V, LLC is the sole general partner of Great Hill Partners GP V, L.P. GHP V, LLC is controlled by Christopher S. Gaffney, John G. Hayes, Michael A. Kumin, Mark D. Taber and Matthew T. Vettel and, as such, they may be deemed to indirectly beneficially own the shares beneficially owned by Great Hill Equity Partners V, L.P. Each of Messrs. Gaffney, Hayes, Kumin, Taber and Vettel disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.