SEC Form 4 · accession 0001703056-19-000038
ADT Inc. · ADT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew E Winter
Director
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 9:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001703056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2019 | M | 14,212 | $0.00 | A | 14,212 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Mar 6, 2019 | M | 14,212 | D | Mar 6, 2019 | — | Common Stock | 14,212 | 0 | D |
Explanation of responses
- F1Represents shares of the Issuer's common stock issued upon vesting of Restricted Stock Units granted May 15, 2018 (including associated dividend equivalent units).
- F2Each Restricted Stock Unit vested March 6, 2019 and converted into shares of the Issuer's common stock without additional consideration.