SEC Form 4 · accession 0001703056-19-000030
ADT Inc. · ADT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Africk
Director
Period of report
Jan 18, 2019
Accepted (ET)
Jan 22, 2019 · 9:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001703056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 18, 2019 | M | 14,212 | $0.00 | A | 14,212 | D | |
| Common StockF2 | holding | — | — | — | 130,000 | I | By ADA Partners, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Jan 18, 2019 | M | 14,212 | D | — | — | Common Stock | 14,212 | 0 | D |
Explanation of responses
- F1Represents shares of the Issuer's common stock issued upon vesting of Restricted Stock Units granted May 15, 2018 (including associated dividend equivalent units).
- F2Mr. Africk controls the general partner of ADA Partners, L.P. and disclaims any beneficial ownership in the shares except to the extent of his pecuniary interest in the partnership.
- F3Each Restricted Stock Unit vested January 18, 2019 and converted into shares of the Issuer's common stock without additional consideration.