SEC Form 4 · accession 0000899243-17-017401
Optimum Communications, Inc. · OPTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
BC European Capital IX-1 LP
10% Owner
BC European Capital IX-5 LP
10% Owner
BC European Capital IX-2 LP
10% Owner
BC European Capital IX-3 LP
10% Owner
BC European Capital IX-4 LP
10% Owner
BC European Capital IX-6 LP
10% Owner
BC European Capital IX-7 LP
10% Owner
BC European Capital IX-8 LP
10% Owner
BC European Capital IX-9 LP
10% Owner
Period of report
Jun 27, 2017
Accepted (ET)
Jun 28, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001702780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jun 27, 2017 | S | 36,197,360 | $29.01 | D | 65,219,767 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported herein are held of record by BC European Capital IX-1 LP, BC European Capital IX-2 LP, BC European Capital IX-3 LP, BC European Capital IX-4 LP, BC European Capital IX-5 LP, BC European Capital IX-6 LP, BC European Capital IX-7 LP, BC European Capital IX-8 LP, BC European Capital IX-9 LP, BC European Capital IX-10 LP and BC European Capital IX-11 LP (collectively, the "BC European Limited Partnerships"); BC European Capital - Suddenlink Co-Investment-1 LP, BC European Capital - Suddenlink Co-Investment-2 LP, BC European Capital - Suddenlink Co-Investment-3 LP, BC European Capital - Suddenlink Co-Investment -4 LP, BC European Capital - Suddenlink Co-Investment-5 LP and BC European Capital - Suddenlink Co-Investment-6 LP (collectively, the "BC Suddenlink Partnerships"); BC European Capital IX Limited ("BC European Capital", and together with the BC European Limited Partnerships and BC Suddenlink Partnerships, the "BCP European Funds"); and Suddenvision S.a r.l.
- F2BC Partners Holdings Limited is the controlling shareholder of CIE Management IX Limited, which is the general partner of each of the BC European Limited Partnerships and the BC Suddenlink Partnerships, and has investment control over the common stock held by BC European Capital IX Limited. The BCP European Funds are the controlling shareholders of Suddenvision S.a r.l. As such, each of BC Partners Holdings Limited and CIE Management IX Limited may be deemed to share beneficial ownership over the securities held of record by the BCP European Funds and Suddenvision S.a r.l.
Remarks
Due to the limitations of the Securities and Exchange Commission's electronic filing system, BC European Capital IX-10 LP, BC European Capital IX-11 LP, BC European Capital - Suddenlink Co-Investment-1 LP, BC European Capital - Suddenlink Co-Investment-2 LP, BC European Capital - Suddenlink Co-Investment-3 LP, BC European Capital - Suddenlink Co-Investment-4 LP, BC European Capital - Suddenlink Co-Investment-5 LP, BC European Capital - Suddenlink Co-Investment-6 LP, BC European Capital IX Limited, Suddenvision S.a r.l., CIE Management IX Limited, and BC Partners Holdings Limited are filing separate Forms 4.