SEC Form 4 · accession 0000899243-17-018031
BYLINE BANCORP, INC. · BY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roberto R Herencia
Director
Period of report
Feb 22, 2017
Accepted (ET)
Jul 6, 2017 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001702750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2017 | P | 2,160 | $16.25 | A | 81,435 | D | |
| Common StockF1,F2 | Feb 22, 2017 | P | 10,147 | $16.25 | A | 10,147 | I | By Roberto Herencia Inc. Defined Benefit Plan |
| Common StockF3 | Jul 6, 2017 | P | 22,500 | $19.00 | A | 103,935 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock of the issuer's predecessor, Byline Bancorp, Inc., an Illinois corporation ("Byline Illinois") purchased by Mr. Herencia from another stockholder in a private transaction prior to Byline Illinois's reincorporation in Delaware on June 16, 2017 by way of merger with the issuer. The number of shares of common stock, par value $0.01 per share ("Common Stock"), purchased and the price per share of Common Stock are presented after giving effect to the exchange ratio in the reincorporation merger of one share of the issuer's Common Stock for every five shares of Byline Illinois common stock held by each holder, subject to a cash payment in lieu of fractional shares.
- F2Shares of Common Stock are held through the Roberto Herencia Inc. Defined Benefit Plan. Mr Herencia possesses the voting and investment power with respect to the shares of Common Stock held by the Roberto Herencia Inc. Defined Benefit Plan.
- F3Represents shares of Common Stock of the issuer purchased through a reserved share program in connection with the initial public offering of the Common Stock, which closed on July 6, 2017.