SEC Form 4 · accession 0001628280-18-009306
Simply Good Foods Co · SMPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Richard Kraft
Officer — Gen. Counsel & Corp. Secretary
Period of report
Jul 16, 2018
Accepted (ET)
Jul 18, 2018 · 2:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001702744
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1,F2 | $16.75 | Jul 16, 2018 | A | 99,854 | A | — | — | Common Stock | 99,854 | 99,854 | D |
Explanation of responses
- F1Represents options to purchase common stock of the Issuer on a one to one basis awarded pursuant to the Issuer's 2017 Long Term Incentive Plan.
- F2Options vest and become exercisable in three equal installments on July 16, 2019, July 16, 2020 and July 16, 2021, subject to the recipient's continued service with the Company from the date of grant on July 16, 2018. The options expire on the ten-year anniversary of the award.