SEC Form 3 · accession 0001140361-18-045025
TCG BDC II, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 29, 2018
Accepted (ET)
Dec 12, 2018 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001702510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 1,744,673 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant ot a new issuance of common stock by TGC BDC II, Inc., the Reporting Person and the Joint Filer were collectively issued with 1,744,673 shares in the Issuer. The Reporting Person and the Joint Filer subscribed for this common stock pursuant to a subscritption agreement with the Issuer.
- F2The Reporting Person is the parent entity of the Joint Filer. The Reporting Person will not direct the Joint Filer's voting of stock of the Issuer, and nor will the Joint Filer direct the Reporting Person's voting of such stock. Additionally, each of the Reporting Persons and the Joint Filer will control its own disposition of such stock.
Remarks
Exhibit 99.1 - Joint Filer Information, filed herewith and incorporated by reference herein.