SEC Form 3 · accession 0001493152-18-013546
Muscle Maker, Inc. · MMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Marques
Director
Period of report
Apr 17, 2018
Accepted (ET)
Sep 20, 2018 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 596,524 | I | Shares held by Membership LLC, which is controlled and owned solely by Mr. Marques. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Note | $1.00 | holding | — | — | — | Jul 5, 2017 | Aug 31, 2019 | Common Stock | 100,000 | — | I |
| Convertible Note | $1.00 | holding | — | — | — | Jan 24, 2018 | Aug 31, 2019 | Common Stock | 100,000 | — | D |
| Convertible Note | $1.00 | holding | — | — | — | May 5, 2018 | Aug 31, 2019 | Common Stock | 300,000 | — | I |
| Warrant | $1.625 | holding | — | — | — | Mar 29, 2018 | Mar 29, 2021 | Common Stock | 30,769 | — | I |
| Warrant | $3.25 | holding | — | — | — | May 15, 2018 | May 5, 2021 | Common Stock | 150,000 | — | D |