SEC Form 3 · accession 0000899243-19-000680
Altair Engineering Inc. · ALTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Simon
Officer — Chief Administrative Officer
Period of report
Jan 1, 2019
Accepted (ET)
Jan 7, 2019 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 24,035 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $3.79 | holding | — | — | — | — | Dec 15, 2024 | Class A Common Stock | 1,524 | — | D |
| Stock Option (right to buy)F3 | $3.84 | holding | — | — | — | — | Dec 17, 2025 | Class A Common Stock | 1,428 | — | D |
| Stock Option (right to buy)F4 | $3.64 | holding | — | — | — | — | May 17, 2026 | Class A Common Stock | 1,728 | — | D |
| Stock Option (right to buy)F5 | $5.18 | holding | — | — | — | — | Jun 9, 2027 | Class A Common Stock | 2,784 | — | D |
Explanation of responses
- F1Includes 1,035 Class A Common Stock restricted stock units that are unvested.
- F2The options vest in 4 equal annual installments commencing December 15, 2015. These options are fully vested.
- F3The options vest in 4 equal annual installments commencing December 17, 2016.
- F4The options vest in 4 equal annual installments commencing May 17, 2017.
- F5The options vest in 4 equal annual installments commencing June 9, 2018.
Remarks
Exhibit List Exhibit 24 - Power of Attorney