SEC Form 4 · accession 0000899243-18-001729
Altair Engineering Inc. · ALTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard N Morof
Officer — Chief Financial Officer
Period of report
Jan 23, 2018
Accepted (ET)
Jan 24, 2018 · 12:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 23, 2018 | M | 20,372 | $2.48 | A | 20,372 | D | |
| Class A Common Stock | Jan 23, 2018 | G | 20,372 | $0.00 | D | 0 | D | |
| Class A Common StockF1 | Jan 23, 2018 | G | 20,372 | $0.00 | A | 160,372 | I | By Howard N. Morof Revocable Trust dated August 7, 1992 |
| Class A Common StockF1 | holding | — | — | — | 141,080 | I | By Howard N. Morof Irrevocable Grantor Trust dated September 11, 2017 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy) | $2.48 | Jan 23, 2018 | M | 20,372 | A | Aug 6, 2017 | Aug 6, 2023 | Class A Common Stock | 20,372 | 398,548 | D |
Explanation of responses
- F1The reporting person serves as trustee. Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.