SEC Form 3 · accession 0000899243-17-024999
Altair Engineering Inc. · ALTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Blake Little
10% Owner
Period of report
Oct 31, 2017
Accepted (ET)
Oct 31, 2017 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 1,475,108 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $3.79 | holding | — | — | — | — | Dec 15, 2024 | Class A Common Stock | 1,584 | — | D |
| Stock Option (right to buy)F3,F1 | $3.84 | holding | — | — | — | — | Dec 17, 2025 | Class A Common Stock | 1,484 | — | D |
| Stock Option (right to buy)F4,F1 | $3.64 | holding | — | — | — | — | May 17, 2026 | Class A Common Stock | 1,972 | — | D |
Explanation of responses
- F1After giving effect to the closing of the initial public offering, Reporting Person will no longer be subject to Section 16.
- F2The options vest in 4 equal annual installments commencing December 15, 2015.
- F3The options vest in 4 equal annual installments commencing December 17, 2016.
- F4The options vest in 4 equal annual installments commencing May 17, 2017.
Remarks
Exhibit List Exhibit 24 - Power of Attorney