SEC Form 4 · accession 0001104659-17-046171
Flat Rock Capital Corp.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Grunewald
Officer — Chief Executive Officer · Director · Other
Period of report
Jul 20, 2017
Accepted (ET)
Jul 21, 2017 · 10:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Common Stock | Jul 20, 2017 | P | 67,500 | $20.00 | A | 120,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Mr. Grunewald is a control person of Flat Rock Global, LLC which is the investment adviser of Flat Rock Capital Corp.