SEC Form 4 · accession 0001701605-19-000013
Baker Hughes Co · BKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Mathieson
Officer — Chief Mktg & Tech Officer
Period of report
Jan 25, 2019
Accepted (ET)
Jan 29, 2019 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 25, 2019 | M | 6,982 | $0.00 | A | 104,328 | D | |
| Class A Common Stock | Jan 25, 2019 | F | 1,701 | $23.04 | D | 102,627 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit 1_17AF1,F2 | — | Jan 25, 2019 | M | 6,982 | D | — | — | Class A Common Stock | 6,982 | 6,982 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
- F2The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.