SEC Form 4 · accession 0001701605-19-000012
Baker Hughes Co · BKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Marsh
Officer — Chief Legal Officer
Period of report
Jan 25, 2019
Accepted (ET)
Jan 29, 2019 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 25, 2019 | M | 1,242 | $22.02 | A | 35,257 | D | |
| Class A Common Stock | Jan 25, 2019 | S | 1,242 | $23.31 | D | 34,015 | D | |
| Class A Common Stock | Jan 25, 2019 | M | 5,045 | $0.00 | A | 39,060 | D | |
| Class A Common Stock | Jan 25, 2019 | F | 1,229 | $23.04 | D | 37,831 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $22.02 | Jan 25, 2019 | M | 1,242 | D | Jul 3, 2017 | Jul 22, 2019 | Class A Common Stock | 1,242 | 0 | D |
| Restricted Stock Unit 1_17AF2,F3 | — | Jan 25, 2019 | M | 5,045 | D | — | — | Class A Common Stock | 5,045 | 5,046 | D |
Explanation of responses
- F1This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2018.
- F2Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
- F3The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.