SEC Form 4 · accession 0001701605-19-000009
Baker Hughes Co · BKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lorenzo Simonelli
Officer — Chairman, President and CEO · Director
Period of report
Jan 22, 2019
Accepted (ET)
Jan 24, 2019 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 22, 2019 | M | 21,097 | $0.00 | A | 66,955 | D | |
| Class A Common Stock | Jan 22, 2019 | F | 5,308 | $23.77 | D | 61,647 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit 01_19F1,F2 | — | Jan 23, 2019 | A | 97,911 | A | — | — | Class A Common Stock | 97,911 | 97,911 | D |
| Stock Option (Right to Buy)F3 | $22.98 | Jan 23, 2019 | A | 353,218 | A | — | Jan 23, 2029 | Class A Common Stock | 353,218 | 353,218 | D |
| Restricted Stock Unit 01_18F1,F2 | — | Jan 22, 2019 | M | 21,097 | D | — | — | Class A Common Stock | 21,097 | 42,194 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
- F2The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.
- F3The stock option vests in three equal annual installments beginning one year from the date of grant.