SEC Form 4 · accession 0001701605-19-000001
Baker Hughes Co · BKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clarence P Cazalot Jr.
Director
Period of report
Jan 18, 2019
Accepted (ET)
Jan 22, 2019 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 18, 2019 | M | 1,028 | $11.68 | A | 44,402 | D | |
| Class A Common Stock | Jan 18, 2019 | F | 508 | $23.65 | D | 43,894 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $11.68 | Jan 18, 2019 | M | 1,028 | D | Jul 3, 2017 | Jan 21, 2019 | Class A Common Stock | 1,028 | 0 | D |
Explanation of responses
- F1Reflects the auto-exercise of options immediately prior to their expiration, which is allowed under the Issuer's Insider Trading Policy.