SEC Form 4 · accession 0001701605-18-000113
Baker Hughes Co · BKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Mulva
Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 18, 2018 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701605
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF1,F2 | — | Dec 17, 2018 | A | 3,771 | A | — | — | Class A Common Stock | 3,771 | 3,771 | D |
Explanation of responses
- F1Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.
- F2Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director.