SEC Form 4 · accession 0001701605-18-000091
Baker Hughes Co · BKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Mathieson
Officer — Chief Mktg & Tech Officer
Period of report
Jul 31, 2018
Accepted (ET)
Aug 2, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 31, 2018 | M | 16,433 | — | A | 99,514 | D | |
| Class A Common Stock | Jul 31, 2018 | F | 6,467 | $34.58 | D | 93,047 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jul 31, 2018 | M | 16,433 | D | — | — | Class A Common Stock | 16,433 | 32,868 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
- F2The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.