SEC Form 4 · accession 0001701605-18-000072
Baker Hughes Co · BKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Rice
Director
Period of report
May 11, 2018
Accepted (ET)
May 14, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701605
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit D 5_18F1,F2 | — | May 11, 2018 | A | 4,893 | A | May 11, 2019 | May 11, 2019 | Class A Common Stock | 4,893 | 4,893 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
- F2The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2020.