SEC Form 4 · accession 0001701605-18-000063
Baker Hughes Co · BKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria C Borras
Officer — Pres & CEO, Oilfield Services
Period of report
May 9, 2018
Accepted (ET)
May 11, 2018 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 9, 2018 | M | 3,042 | $29.94 | A | 3,042 | D | |
| Class A Common Stock | May 9, 2018 | M | 3,678 | $21.80 | A | 6,720 | D | |
| Class A Common Stock | May 9, 2018 | M | 6,053 | $27.71 | A | 12,773 | D | |
| Class A Common Stock | May 9, 2018 | M | 6,798 | $30.25 | A | 19,571 | D | |
| Class A Common StockF1 | May 9, 2018 | S | 19,571 | $36.974 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $29.94 | May 9, 2018 | M | 3,042 | D | Jul 3, 2017 | Dec 31, 2019 | Class A Common Stock | 3,042 | 0 | D |
| Stock Option (Right to Buy) | $21.80 | May 9, 2018 | M | 3,678 | D | Jul 3, 2017 | Dec 31, 2019 | Class A Common Stock | 3,678 | 0 | D |
| Stock Option (Right to Buy) | $27.71 | May 9, 2018 | M | 6,053 | D | Jul 3, 2017 | Dec 31, 2019 | Class A Common Stock | 6,053 | 0 | D |
| Stock Option (Right to Buy) | $30.25 | May 9, 2018 | M | 6,798 | D | Jul 3, 2017 | Dec 31, 2019 | Class A Common Stock | 6,798 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.96 to $36.985, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.