SEC Form 4 · accession 0001701605-18-000017
Baker Hughes Co · BKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lorenzo Simonelli
Officer — Chairman, President and CEO · Director
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701605
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit 01_18F1,F2 | — | Jan 22, 2018 | A | 63,291 | A | — | — | Class A Common Stock | 63,291 | 63,291 | D |
| Stock Option (Right to Buy)F3 | $35.55 | Jan 22, 2018 | A | 199,822 | A | — | Jan 22, 2028 | Class A Common Stock | 199,822 | 199,822 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
- F2The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.
- F3The stock option vests in three equal annual installments beginning one year from the date of grant.