SEC Form 4 · accession 0001701605-17-000082
Baker Hughes Co · BKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn Laverty Elsenhans
Director
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 9:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 3, 2017 | M | 1,119 | $22.46 | A | 19,108 | D | |
| Class A Common Stock | Aug 3, 2017 | M | 2,479 | $23.35 | A | 21,587 | D | |
| Class A Common Stock | Aug 3, 2017 | M | 1,000 | $22.93 | A | 22,587 | D | |
| Class A Common Stock | Aug 3, 2017 | M | 2,503 | $21.80 | A | 25,090 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Aug 1, 2017 | A | 4,176 | A | — | — | Class A Common Stock | 4,176 | 4,176 | D |
| Stock Option (Right to Buy) | $22.46 | Aug 3, 2017 | M | 1,119 | D | Jul 3, 2017 | Jun 29, 2022 | Class A Common Stock | 1,119 | 0 | D |
| Stock Option (Right to Buy) | $23.35 | Aug 3, 2017 | M | 2,479 | D | Jul 3, 2017 | Dec 31, 2022 | Class A Common Stock | 2,479 | 0 | D |
| Stock Option (Right to Buy) | $22.93 | Aug 3, 2017 | M | 1,000 | D | Jul 3, 2017 | May 21, 2022 | Class A Common Stock | 1,000 | 0 | D |
| Stock Option (Right to Buy) | $21.80 | Aug 3, 2017 | M | 2,503 | D | Jul 3, 2017 | Jul 16, 2022 | Class A Common Stock | 2,503 | 0 | D |
Explanation of responses
- F1The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018.