SEC Form 4 · accession 0001701605-17-000077
Baker Hughes Co · BKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Worrell
Officer — Chief Financial Officer
Period of report
Jul 31, 2017
Accepted (ET)
Aug 2, 2017 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 2, 2017 | P | 2,801 | $35.24 | A | 2,801 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jul 31, 2017 | A | 99,259 | A | — | — | Class A Common Stock | 99,259 | 99,259 | D |
| Stock Option (Right to Buy)F4 | $36.89 | Jul 31, 2017 | A | 70,507 | A | — | Jul 31, 2027 | Class A Common Stock | 70,507 | 70,507 | D |
Explanation of responses
- F1The price reported in Column 5 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.17 to $35.35, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.
- F2Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
- F3The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.
- F4The stock option vests in three equal annual installments beginning one year from the date of grant.