SEC Form 4 · accession 0001701605-17-000072
Baker Hughes Co · BKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthias L Heilmann
Officer — Chief Digital Officer
Period of report
Jul 31, 2017
Accepted (ET)
Aug 2, 2017 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701605
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jul 31, 2017 | A | 72,851 | A | — | — | Class A Common Stock | 72,851 | 72,851 | D |
| Stock Option (Right to Buy)F3 | $36.89 | Jul 31, 2017 | A | 45,326 | A | — | Jul 31, 2027 | Class A Common Stock | 45,326 | 45,326 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
- F2The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.
- F3The stock option vests in three equal annual installments beginning one year from the date of grant.