SEC Form 3 · accession 0001701605-17-000054
Baker Hughes Co · BKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Larry Nichols
Director
Period of report
Jul 3, 2017
Accepted (ET)
Jul 3, 2017 · 3:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 42,564 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $64.78 | holding | — | — | — | Jul 3, 2017 | Jul 24, 2017 | Class A Common Stock | 303 | — | D |
| Stock Option (Right to Buy) | $52.42 | holding | — | — | — | Jul 3, 2017 | Jan 23, 2018 | Class A Common Stock | 357 | — | D |
| Stock Option (Right to Buy) | $59.70 | holding | — | — | — | Jul 3, 2017 | Aug 11, 2018 | Class A Common Stock | 323 | — | D |
| Stock Option (Right to Buy) | $11.68 | holding | — | — | — | Jul 3, 2017 | Jan 21, 2019 | Class A Common Stock | 1,028 | — | D |
| Stock Option (Right to Buy) | $22.02 | holding | — | — | — | Jul 3, 2017 | Jul 22, 2019 | Class A Common Stock | 759 | — | D |
| Stock Option (Right to Buy) | $29.78 | holding | — | — | — | Jul 3, 2017 | Jan 19, 2020 | Class A Common Stock | 634 | — | D |
| Stock Option (Right to Buy) | $31.67 | holding | — | — | — | Jul 3, 2017 | Jul 21, 2020 | Class A Common Stock | 1,155 | — | D |
| Stock Option (Right to Buy) | $44.82 | holding | — | — | — | Jul 3, 2017 | Jan 26, 2021 | Class A Common Stock | 1,077 | — | D |
| Stock Option (Right to Buy) | $59.50 | holding | — | — | — | Jul 3, 2017 | Jul 19, 2021 | Class A Common Stock | 871 | — | D |
| Stock Option (Right to Buy) | $29.94 | holding | — | — | — | Jul 3, 2017 | Jan 25, 2022 | Class A Common Stock | 1,700 | — | D |
| Stock Option (Right to Buy) | $21.80 | holding | — | — | — | Jul 3, 2017 | Jul 16, 2022 | Class A Common Stock | 2,053 | — | D |
Remarks
Following the consummation of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), the Reporting Person became a Director of the Issuer. Exhibit 24 - Power of Attorney