SEC Form 4 · accession 0001493152-26-029345
Azitra, Inc. · AZTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francisco D. Salva
Officer — President and CEO · Director
Period of report
Jun 16, 2026
Accepted (ET)
Jun 18, 2026 · 4:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001701478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 16, 2026 | C | 4,064,050 | — | A | 4,086,291 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Non-Redeemable Preferred StockF1 | — | Jun 16, 2026 | C | 500 | D | — | — | Common Stock | 4,064,050 | 0 | D |
Explanation of responses
- F1Each share of Series A Convertible Non-Redeemable Preferred Stock ("Series A Preferred Stock") automatically converted into 8,128.1 shares of common stock, for no additional consideration, at 5 p. m. Eastern Time on June 16, 2026, subject to the terms of the Certificate of Designations, Preferences and Rights of Series A Convertible Non-Redeemable Preferred Stock of Azitra, Inc. (the "Certificate of Designations") and subject to the applicable Beneficial Ownership Limitations (as defined in the Certificate of Designations). Each share of Series A Preferred Stock was sold together with a Series B Common Stock Purchase Warrant to purchase shares of common stock and a Series C Common Stock Purchase Warrant to purchase shares of common stock (collectively, a "Security"). The Securities were sold at a purchase price of $1,000.00 per Security to the Reporting Person.
- F2Includes 22,241 Incentive Stock Options held by Mr. Salva and exercisable within 60 days of June 16, 2026.