SEC Form 4/A · accession 0001567619-18-003125
Heritage NOLA Bancorp, Inc. · HRGG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lisa B. Hughes
Officer — SVP and CFO
Period of report
Sep 18, 2018
Accepted (ET)
Sep 26, 2018 · 12:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001700175
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 18, 2018 | A | 9,000 | $0.00 | A | 9,000 | D | |
| Common Stock | holding | — | — | — | 8,805 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 464 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.45 | Sep 18, 2018 | A | 16,000 | A | Sep 18, 2019 | Sep 18, 2028 | Common Stock | 16,000 | 16,000 | D |
Explanation of responses
- F1Shares of restricted stock vest at a rate of 20% per year commencing on September 18, 2019.
- F2Stock options vest at a rate of 20% per year commencing on September 18, 2019.