SEC Form 4 · accession 0001567619-18-002872
Heritage NOLA Bancorp, Inc. · HRGG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Dana Whitaker
Officer — EVP and CCO
Period of report
Sep 18, 2018
Accepted (ET)
Sep 19, 2018 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001700175
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 18, 2018 | A | 10,000 | $0.00 | A | 10,000 | D | |
| Common Stock | holding | — | — | — | 20,856 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 539 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $12.45 | Sep 18, 2018 | A | 20,000 | A | Sep 18, 2019 | Sep 18, 2028 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Shares of restricted stock vest ratably for seven years commencing on September 18, 2019.
- F2Stock Options vest ratably for seven years commencing on September 18, 2019.