SEC Form 4 · accession 0001140361-18-006380
Ingersoll Rand Inc. · IR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R Sweeney
Officer — See Remarks
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001699150
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | $8.16 | Feb 7, 2018 | A | 16,156 | A | — | Jun 30, 2024 | Common Stock | 16,156 | 145,407 | D |
Explanation of responses
- F1The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned.
- F2Of this stock option award, 129,251 stock options are currently vested, with an additional 32,313 eligible to vest on December 31, 2018, where 50% of such unvested options are eligible to vest subject to the satisfaction of future performance-based vesting conditions and are not included in the table above.
Remarks
Title: Vice President, Chief Accounting Officer and Corporate Controller