SEC Form 4 · accession 0001140361-18-006372
Ingersoll Rand Inc. · IR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vicente Reynal
Officer — Chief Executive Officer · Director
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001699150
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | $10.61 | Feb 7, 2018 | A | 109,621 | A | — | May 24, 2025 | Common Stock | 109,621 | 767,352 | D |
| Stock Options (Right to Buy)F1,F3 | $10.61 | Feb 7, 2018 | A | 97,567 | A | — | May 10, 2026 | Common Stock | 97,567 | 487,836 | D |
Explanation of responses
- F1The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned.
- F2Of this stock option award, 657,730 stock options are currently vested, with an additional 219,244 eligible to vest on December 31, 2018, where 50% of such unvested options are eligible to vest subject to the satisfaction of future performance-based vesting conditions and are not included in the table above.
- F3Of this stock option award, 390,268 stock options are currently vested, with an additional 195,135 eligible to vest on December 31, 2018, where 50% of such unvested options are eligible to vest subject to the satisfaction of future performance-based vesting conditions and are not included in the table above.