SEC Form 4 · accession 0001140361-18-006371
Ingersoll Rand Inc. · IR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Snyder
Officer — See Remarks
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001699150
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | $10.61 | Feb 7, 2018 | A | 43,905 | A | — | May 10, 2026 | Common Stock | 43,905 | 219,526 | D |
| Stock Options (Right to Buy)F1,F3 | $11.43 | Feb 7, 2018 | A | 4,710 | A | — | Dec 1, 2026 | Common Stock | 4,710 | 32,972 | D |
Explanation of responses
- F1The Reporting Person was previously granted certain stock options, subject to time-based and performance-based vesting conditions. On February 7, 2018, certain performance-based vesting criteria were deemed to have been satisfied and additional stock options which had previously not been reported were deemed earned.
- F2Of this stock option award, 175,620 stock options are currently vested, with an additional 87,811 eligible to vest on December 31, 2018, where 50% of such unvested options are eligible to vest subject to the satisfaction of future performance-based vesting conditions and are not included in the table above.
- F3Of this stock option award, 18,840 stock options are currently vested, with an additional 28,263 eligible to vest in equal installments on each of December 31, 2018, December 31, 2019 and December 31, 2020, where 50% of such unvested options are eligible to vest on such dates, or later dates, subject to the satisfaction of future performance-based vesting conditions and are not included in the table above.
Remarks
Title: Senior Vice President, Strategy, Business Development and Planning