SEC Form 4 · accession 0001104659-19-007197
Cactus, Inc. · WHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary L Rosenthal
Director
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001699136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 7, 2019 | M | 27,194 | — | A | 27,194 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 7, 2019 | M | 27,194 | D | — | — | Class A Common Stock | 27,194 | 43,860 | D |
Explanation of responses
- F1Restricted stock units convert into Class A common stock on a one-for-one basis.
- F2On February 7, 2018, the reporting person was granted a total of 71,054 restricted stock units, 5,264 of which vested on the first anniversary of the grant date and 65,790 of which vest in three equal annual installments beginning on the first anniversary of the grant date.