SEC Form 4 · accession 0001104659-19-007190
Cactus, Inc. · WHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Small
Officer — Chief Financial Officer
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001699136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 7, 2019 | M | 1,316 | — | A | 1,316 | D | |
| Class A Common StockF2 | Feb 7, 2019 | F | 391 | $32.79 | D | 925 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 7, 2019 | M | 1,316 | D | — | — | Class A Common Stock | 1,316 | 2,632 | D |
Explanation of responses
- F1Restricted stock units convert into Class A common stock on a one-for-one basis.
- F2Represents shares withheld by the Company to satisfy tax withholding obligations upon the vesting of previously granted Restricted Stock Units.
- F3On February 7, 2018, the reporting person was granted 3,948 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.